AMATH 333: Calculus on Manifolds for Applied Mathematics and Physics

Christopher Pollack

Estimated study time: 42 minutes

Table of contents

Sources and References

Primary textbook

  • T. Frankel, The Geometry of Physics: An Introduction, 3rd ed. (Cambridge University Press, 2012)

Supplementary texts

  • B. Schutz, Geometrical Methods of Mathematical Physics (Cambridge University Press, 1980)
  • J. M. Lee, Introduction to Smooth Manifolds, 2nd ed. (Springer, 2013)
  • R. M. Wald, General Relativity (University of Chicago Press, 1984)

Online resources

  • D. Tong, Lectures on Differential Geometry (University of Cambridge) — damtp.cam.ac.uk/user/tong/gr.html
  • S. M. Carroll, Lecture Notes on General Relativity — available on arXiv gr-qc/9712019

Chapter 1: Manifolds and Vector Fields

Section 1.1: Point-Set Topology — The Language of Continuity

Before defining a manifold we need the minimal topological vocabulary to say what it means for a space to “look locally like \(\mathbb{R}^n\).”

A topological space is a set \(X\) together with a collection \(\tau\) of subsets (the open sets) satisfying:

  1. \(\emptyset, X \in \tau\).
  2. Arbitrary unions of open sets are open.
  3. Finite intersections of open sets are open.

A function \(f: X \to Y\) between topological spaces is continuous if the preimage of every open set in \(Y\) is open in \(X\).

A space is Hausdorff if any two distinct points have disjoint open neighbourhoods. This rules out pathological spaces where limits are not unique.

A space is second countable if it has a countable basis for its topology — a countable collection \(\{U_i\}\) of open sets such that every open set is a union of sets from this collection.

Section 1.2: Manifolds

The Idea of a Manifold

A smooth \(n\)-manifold is a space that looks locally like \(\mathbb{R}^n\). The canonical examples are:

  • \(\mathbb{R}^n\) itself (the trivial example)
  • The circle \(S^1\), the 2-sphere \(S^2\), and \(n\)-spheres \(S^n\)
  • The torus \(T^2 = S^1 \times S^1\)
  • Lie groups such as \(\mathrm{SO}(3)\) and \(\mathrm{GL}(n,\mathbb{R})\)
  • Configuration and phase spaces of physical systems

The key concept is the coordinate chart: an open set \(U \subset M\) together with a homeomorphism \(\varphi: U \to \tilde{U} \subset \mathbb{R}^n\). The map \(\varphi\) assigns coordinates to points in \(U\).

Rigorous Definition

Smooth manifold. A smooth \(n\)-manifold is a Hausdorff, second-countable topological space \(M\) equipped with a smooth atlas: a collection of charts \(\{(U_\alpha, \varphi_\alpha)\}\) such that
  1. The sets \(U_\alpha\) cover \(M\): \(\bigcup_\alpha U_\alpha = M\).
  2. Each \(\varphi_\alpha: U_\alpha \to \mathbb{R}^n\) is a homeomorphism onto an open subset.
  3. Whenever \(U_\alpha \cap U_\beta \neq \emptyset\), the transition map \(\varphi_\beta \circ \varphi_\alpha^{-1}: \varphi_\alpha(U_\alpha \cap U_\beta) \to \varphi_\beta(U_\alpha \cap U_\beta)\) is a smooth (\(C^\infty\)) diffeomorphism.

The smoothness condition on transition maps is what makes calculus possible on the manifold. Different choices of atlas that are mutually compatible define the same smooth structure.

Section 1.3: Submanifolds of \(\mathbb{R}^N\)

Many manifolds arise as subsets of Euclidean space. The main theorem on submanifolds (a consequence of the implicit function theorem) states:

Submanifold theorem. Let \(F: \mathbb{R}^N \to \mathbb{R}^k\) be smooth and let \(c \in \mathbb{R}^k\) be a regular value (meaning \(DF(x)\) has rank \(k\) for all \(x \in F^{-1}(c)\)). Then \(M = F^{-1}(c)\) is a smooth \((N-k)\)-dimensional submanifold of \(\mathbb{R}^N\).
The 2-sphere. Let \(F: \mathbb{R}^3 \to \mathbb{R}\), \(F(x,y,z) = x^2 + y^2 + z^2\). Then \(DF = (2x, 2y, 2z)\), which has rank 1 everywhere except at the origin. So \(S^2 = F^{-1}(1)\) is a smooth 2-manifold.

Section 1.4: Tangent Vectors and Mappings

Tangent Vectors as Geometric Objects

At a point \(p\) on a manifold \(M\), a tangent vector should represent an infinitesimal displacement at \(p\). In \(\mathbb{R}^N\) this is simply a vector \(\mathbf{v} \in \mathbb{R}^N\) based at \(p\). On an abstract manifold, the notion of “vector in \(\mathbb{R}^N\)” is not available — we need a coordinate-independent definition.

Vectors as Differential Operators

The elegant coordinate-free definition identifies tangent vectors with derivations: linear operators on smooth functions \(C^\infty(M)\) that satisfy the Leibniz rule.

Tangent vector as derivation. A tangent vector at \(p \in M\) is an \(\mathbb{R}\)-linear map \(v: C^\infty(M) \to \mathbb{R}\) satisfying the Leibniz rule: \[ v(fg) = f(p)\,v(g) + g(p)\,v(f). \]

In a coordinate chart \((x^1, \ldots, x^n)\) near \(p\), the partial derivatives \(\partial/\partial x^i\big|_p\) form a basis for the tangent space. A general tangent vector is

\[ v = v^i \frac{\partial}{\partial x^i}\bigg|_p \]

using the Einstein summation convention (implicit sum over repeated up/down index pairs).

The superscripts on \(v^i\) are intentional: components of a tangent vector carry upper indices and are called contravariant.

The Tangent Space

Tangent space. The tangent space \(T_p M\) at \(p \in M\) is the vector space of all tangent vectors (derivations) at \(p\). It is an \(n\)-dimensional real vector space.

Coordinate Transformations

If \((x^i)\) and \((\tilde{x}^j)\) are two coordinate charts near \(p\), the chain rule gives the transformation of vector components:

\[ \tilde{v}^j = v^i \frac{\partial \tilde{x}^j}{\partial x^i}. \]

This transformation law — components transform by multiplication by the Jacobian of the coordinate change — defines what it means to be a contravariant vector.

Section 1.5: Vector Fields and Flows

A vector field on \(M\) is a smooth assignment of a tangent vector to each point: \(X: p \mapsto X_p \in T_p M\). In coordinates:

\[ X = X^i(x) \frac{\partial}{\partial x^i}. \]

A vector field \(X\) generates a flow \(\Phi_t: M \to M\) by the ODE:

\[ \frac{d}{dt}\Phi_t(p) = X_{\Phi_t(p)}, \quad \Phi_0(p) = p. \]

The flow moves points along the integral curves of \(X\). In physics, vector fields represent velocities and their flows represent the time evolution of physical systems.


Chapter 2: Tensors and Exterior Forms

Section 2.1: Covectors and Riemannian Metrics

The Dual Space and Covectors

Cotangent vector (covector). A cotangent vector (or 1-form) at \(p \in M\) is a linear functional \(\alpha: T_p M \to \mathbb{R}\). The cotangent space \(T_p^* M\) is the dual of \(T_p M\).

In coordinates, covectors have lower indices: \(\alpha = \alpha_i\, dx^i\). The basis \(\{dx^i\}\) of \(T_p^*M\) is dual to the basis \(\{\partial/\partial x^i\}\) of \(T_p M\):

\[ dx^i\!\left(\frac{\partial}{\partial x^j}\right) = \delta^i_{\ j}. \]

The most important example of a covector is the differential of a function: if \(f \in C^\infty(M)\), then \(df|_p \in T_p^* M\) is defined by \(df|_p(v) = v(f)\). In coordinates, \(df = (\partial f/\partial x^i)\, dx^i\).

Riemannian Metrics

Riemannian metric. A Riemannian metric on \(M\) is a smooth, symmetric, positive-definite \((0,2)\) tensor field \(g\): at each \(p\), \(g_p: T_p M \times T_p M \to \mathbb{R}\) is a positive-definite inner product.

In coordinates: \(g = g_{ij}\, dx^i \otimes dx^j\), with \(g_{ij} = g(\partial_i, \partial_j)\). The metric allows:

  • Measuring lengths: \(\|v\|^2 = g(v,v)\).
  • Defining angles between vectors.
  • Raising and lowering indices: \(v_i = g_{ij} v^j\) (lowering), \(\alpha^i = g^{ij} \alpha_j\) (raising), where \(g^{ij}\) is the matrix inverse of \(g_{ij}\).
  • Defining the gradient: given \(f\), the gradient \(\nabla f\) is the vector field with components \((\nabla f)^i = g^{ij} \partial_j f\).

Section 2.2: The Tangent and Cotangent Bundles

The tangent bundle \(TM = \bigsqcup_{p \in M} T_p M\) is itself a smooth \(2n\)-manifold. A smooth section of \(TM\) is a vector field.

The cotangent bundle \(T^*M = \bigsqcup_{p \in M} T_p^* M\) is likewise a \(2n\)-manifold. In mechanics, \(T^*M\) is the phase space: if \(M\) is the configuration space (with generalized coordinates \(q^i\)), then the cotangent bundle has coordinates \((q^i, p_i)\) where \(p_i\) are the generalized momenta.

The Poincaré Form

On \(T^*M\) there is a canonical 1-form \(\theta\) defined intrinsically:

\[ \theta_{(q,p)} = p_i\, dq^i. \]

The symplectic form is \(\omega = -d\theta = dq^i \wedge dp_i\), making \(T^*M\) a symplectic manifold. This is the geometric foundation of Hamiltonian mechanics.

Section 2.3: Tensors

Covariant and Contravariant Tensors

A \((r,s)\)-tensor at \(p\) is a multilinear map

\[ T: \underbrace{T_p^*M \times \cdots \times T_p^*M}_{r} \times \underbrace{T_p M \times \cdots \times T_p M}_{s} \to \mathbb{R}. \]
  • A \((0,s)\) tensor is covariant of rank \(s\) (indices downstairs).
  • A \((r,0)\) tensor is contravariant of rank \(r\) (indices upstairs).
  • A \((r,s)\) tensor is mixed.

Under a coordinate change with Jacobian \(J^i_{\ j} = \partial \tilde{x}^i / \partial x^j\):

  • Contravariant components transform as \(\tilde{T}^{i} = J^i_{\ j} T^j\) (multiply by \(J\)).
  • Covariant components transform as \(\tilde{T}_i = (J^{-1})^j_{\ i} T_j\) (multiply by \(J^{-1}\)).

This is the origin of the terminology: “contra-variant” means against the direction of coordinate transformation; “co-variant” means with it.

Section 2.4: The Exterior Algebra

Differential \(p\)-Forms

A differential \(p\)-form is a totally antisymmetric covariant \((0,p)\) tensor field. In coordinates:

\[ \omega = \omega_{i_1 i_2 \cdots i_p}\, dx^{i_1} \wedge dx^{i_2} \wedge \cdots \wedge dx^{i_p}, \]

where the components are antisymmetric: \(\omega_{i_1 \cdots i_p} = 0\) whenever any two indices coincide, and flips sign on transposition.

The space of \(p\)-forms on an \(n\)-manifold is \(\binom{n}{p}\)-dimensional.

The Exterior (Wedge) Product

The wedge product \(\alpha \wedge \beta\) of a \(p\)-form \(\alpha\) and a \(q\)-form \(\beta\) is a \((p+q)\)-form defined by antisymmetrized tensor product:

\[ (\alpha \wedge \beta)(v_1, \ldots, v_{p+q}) = \frac{1}{p!\, q!} \sum_{\sigma \in S_{p+q}} \mathrm{sgn}(\sigma)\, \alpha(v_{\sigma(1)}, \ldots, v_{\sigma(p)})\, \beta(v_{\sigma(p+1)}, \ldots, v_{\sigma(p+q)}). \]

Key properties:

  • \(\alpha \wedge \beta = (-1)^{pq} \beta \wedge \alpha\) (graded commutativity).
  • \(dx^i \wedge dx^j = -dx^j \wedge dx^i\), so \(dx^i \wedge dx^i = 0\).

Geometric Meaning in \(\mathbb{R}^3\)

In \(\mathbb{R}^3\) with coordinates \((x,y,z)\):

  • 0-forms: smooth functions \(f\).
  • 1-forms: \(f\,dx + g\,dy + h\,dz\) (like vector fields, via the metric correspondence).
  • 2-forms: \(f\,dy\wedge dz + g\,dz\wedge dx + h\,dx\wedge dy\) (encode flux through surfaces).
  • 3-forms: \(f\,dx\wedge dy\wedge dz\) (encode volume densities).

The classical vector operations (gradient, curl, divergence) are all instances of the exterior derivative.

Relation to Vector Analysis

The dictionary between exterior calculus and vector calculus in \(\mathbb{R}^3\):

Vector calculusExterior calculus
\(\nabla f\)\(df\) (0-form → 1-form)
\(\nabla \times \mathbf{F}\)\(d(\mathbf{F}^\flat)\) (1-form → 2-form)
\(\nabla \cdot \mathbf{F}\)\(\star d(\star \mathbf{F}^\flat)\) or \(d(\mathbf{F}^\flat \wedge \cdot)\)
\(\nabla^2 f = 0\) (Laplace)\(d \star df = 0\)

Here \(\star\) is the Hodge star, which converts \(p\)-forms to \((n-p)\)-forms using the metric and orientation.

Section 2.5: Exterior Differentiation

Exterior derivative. The exterior derivative \(d\) is the unique map from \(p\)-forms to \((p+1)\)-forms satisfying:
  1. On 0-forms (functions), \(df\) is the ordinary differential.
  2. \(d(\alpha \wedge \beta) = d\alpha \wedge \beta + (-1)^p \alpha \wedge d\beta\) (graded Leibniz rule).
  3. \(d^2 = 0\) (nilpotency).

In coordinates:

\[ d\left(\omega_{i_1 \cdots i_p}\, dx^{i_1} \wedge \cdots \wedge dx^{i_p}\right) = \frac{\partial \omega_{i_1 \cdots i_p}}{\partial x^j}\, dx^j \wedge dx^{i_1} \wedge \cdots \wedge dx^{i_p}. \]

The condition \(d^2 = 0\) encodes the symmetry of mixed partials: \(\partial_j \partial_k = \partial_k \partial_j\), combined with the antisymmetry \(dx^j \wedge dx^k = -dx^k \wedge dx^j\).

Closed and exact forms. A form \(\omega\) is closed if \(d\omega = 0\). It is exact if \(\omega = d\alpha\) for some form \(\alpha\). Since \(d^2 = 0\), every exact form is closed. The Poincaré lemma says the converse holds locally.

Section 2.6: Interior Products and Pull-Backs

The interior product (or contraction) \(\iota_X \omega\) of a vector field \(X\) with a \(p\)-form \(\omega\) is the \((p-1)\)-form:

\[ (\iota_X \omega)(v_1, \ldots, v_{p-1}) = \omega(X, v_1, \ldots, v_{p-1}). \]

The pull-back of a form: if \(f: M \to N\) is a smooth map, the pull-back \(f^*\omega\) of a \(p\)-form \(\omega\) on \(N\) is the \(p\)-form on \(M\) defined by

\[ (f^*\omega)_p(v_1, \ldots, v_p) = \omega_{f(p)}(Df_p\, v_1, \ldots, Df_p\, v_p). \]

Pull-backs commute with exterior differentiation: \(f^* \circ d = d \circ f^*\).


Chapter 3: Integration of Differential Forms

Section 3.1: Orientation

For integration of \(n\)-forms over an \(n\)-manifold to be well-defined, we need an orientation: a consistent choice of which coordinate charts have positive Jacobian relative to each other.

A manifold is orientable if it admits an atlas where all transition maps have positive Jacobian. The sphere \(S^n\) is orientable; the Möbius band is not.

A volume form on an oriented \(n\)-manifold is a nowhere-vanishing \(n\)-form \(\Omega\). On a Riemannian manifold with metric \(g\), the canonical volume form in coordinates is

\[ \Omega = \sqrt{\det(g_{ij})}\, dx^1 \wedge \cdots \wedge dx^n. \]

Section 3.2: Integration over Parameterized Subsets

If \(\varphi: D \subset \mathbb{R}^p \to M\) is a smooth embedding and \(\omega\) is a \(p\)-form on \(M\), the integral of \(\omega\) over \(\varphi(D)\) is:

\[ \int_{\varphi(D)} \omega = \int_D \varphi^* \omega. \]

This is independent of the parameterization (up to sign), confirming that the integral is a geometric quantity attached to the submanifold.

Line integrals: \(\int_\gamma \omega = \int_a^b \omega_{\gamma(t)}(\dot\gamma(t))\, dt\) for a 1-form along a curve.

Surface integrals: \(\int_\Sigma \omega\) for a 2-form over an oriented surface.

Section 3.3: Stokes’ Theorem

Generalized Stokes' Theorem. Let \(M\) be a compact oriented \(n\)-manifold with boundary \(\partial M\), and let \(\omega\) be a smooth \((n-1)\)-form on \(M\). Then \[ \int_M d\omega = \int_{\partial M} \omega. \]

This single statement unifies the fundamental theorems of vector calculus:

Classical theoremStokes’ form
Fundamental Theorem of Calculus\(\int_{[a,b]} df = f(b) - f(a)\)
Green’s Theorem in the plane\(\iint_D d\omega = \oint_{\partial D} \omega\)
Stokes’ Theorem (classic)\(\iint_S (d\mathbf{A}) = \oint_{\partial S} \mathbf{A}\)
Divergence Theorem (Gauss)\(\iiint_V d\omega = \oiint_{\partial V} \omega\)

Section 3.4: Maxwell’s Equations in the Language of Forms

On Minkowski spacetime \(\mathbb{R}^{1,3}\) with coordinates \((t, x, y, z)\), define the electromagnetic 2-form:

\[ F = E_x\, dx \wedge dt + E_y\, dy \wedge dt + E_z\, dz \wedge dt + B_x\, dy \wedge dz + B_y\, dz \wedge dx + B_z\, dx \wedge dy. \]

Maxwell’s equations in vacuum become simply:

\[ dF = 0, \qquad d{\star}F = \star J, \]

where \(J\) is the current 1-form and \(\star\) is the Hodge dual. The first equation \(dF = 0\) encodes Faraday’s law and the absence of magnetic monopoles; the second encodes Ampère’s and Gauss’s laws. The form language reveals that Maxwell’s equations are fundamentally topological in character.


Chapter 4: The Lie Derivative

Section 4.1: The Lie Bracket

Given two vector fields \(X\) and \(Y\) on \(M\), their Lie bracket \([X, Y]\) is defined as the commutator of derivations:

\[ [X, Y](f) = X(Y(f)) - Y(X(f)). \]

In coordinates \([X,Y]^k = X^i \partial_i Y^k - Y^i \partial_i X^k\).

Geometric meaning. Flow along \(X\) then along \(Y\) and flow along \(Y\) then along \(X\) differ, to second order, by a flow along \([X,Y]\). If \([X,Y] = 0\), the flows commute and the coordinate grids generated by \(X\) and \(Y\) mesh smoothly.

Section 4.2: The Lie Derivative

The Lie derivative \(\mathcal{L}_X T\) of a tensor field \(T\) along a vector field \(X\) measures the rate of change of \(T\) as it is dragged along the flow of \(X\):

\[ (\mathcal{L}_X T)_p = \lim_{t \to 0} \frac{(\Phi_{-t})_* T_{\Phi_t(p)} - T_p}{t}. \]

Key formulas:

  • On functions: \(\mathcal{L}_X f = X(f)\).
  • On vector fields: \(\mathcal{L}_X Y = [X, Y]\).
  • On 1-forms: \(\mathcal{L}_X \alpha = \iota_X d\alpha + d(\iota_X \alpha)\) (Cartan’s magic formula).
  • Cartan’s formula holds for all forms: \(\mathcal{L}_X = \iota_X \circ d + d \circ \iota_X\).

A tensor field \(T\) is invariant under the flow of \(X\) if and only if \(\mathcal{L}_X T = 0\).

Section 4.3: Differentiation of Integrals

If \(\Sigma_t = \Phi_t(\Sigma_0)\) is a family of submanifolds evolving under the flow of \(X\), and \(\omega\) is a \(p\)-form, then

\[ \frac{d}{dt}\bigg|_{t=0} \int_{\Sigma_t} \omega = \int_{\Sigma_0} \mathcal{L}_X \omega. \]

This formula underlies Reynolds transport theorem and the computation of material derivatives in fluid mechanics.

Section 4.4: Hamiltonian Mechanics

Phase Space and the Symplectic Form

Let \(M\) be a configuration manifold with generalized coordinates \(q^i\). The phase space is the cotangent bundle \(T^*M\) with coordinates \((q^i, p_i)\). The canonical symplectic form is

\[ \omega = dq^i \wedge dp_i. \]

Given a Hamiltonian \(H(q,p)\), Hamilton’s equations are determined by

\[ \iota_{X_H} \omega = -dH, \]

which yields the familiar equations \(\dot{q}^i = \partial H/\partial p_i\) and (\dot{p}_i = -\partial H/\partial q^i$.

Poisson Brackets

The Poisson bracket of two functions \(f, g\) on phase space is

\[ \{f, g\} = \frac{\partial f}{\partial q^i}\frac{\partial g}{\partial p_i} - \frac{\partial f}{\partial p_i}\frac{\partial g}{\partial q^i} = \omega(X_f, X_g). \]

Hamilton’s equations can be written \(\dot f = \{f, H\}\). A function \(f\) is a conserved quantity (constant of motion) iff \(\{f, H\} = 0\).

Noether’s Theorem

Noether's Theorem (Hamiltonian form). If a Hamiltonian system has a one-parameter symmetry group generated by a vector field \(X\) on phase space, then the momentum map \(\mu = \iota_X \theta\) (where \(\theta = p_i\, dq^i\) is the Poincaré form) is a conserved quantity: \(\{\mu, H\} = 0\).
SymmetryConserved quantity
Time translationEnergy \(H\)
Spatial translationLinear momentum
RotationAngular momentum
Phase rotation (quantum)Particle number / charge

Chapter 5: Lie Groups and Lie Algebras

Section 5.1: Lie Groups

Lie group. A Lie group is a smooth manifold \(G\) that is also a group, such that the group operations (multiplication \(G \times G \to G\) and inversion \(G \to G\)) are smooth maps.

Important examples:

  • \(\mathbb{R}^n\) (under addition)
  • \(\mathrm{GL}(n,\mathbb{R})\) — invertible \(n \times n\) matrices
  • \(\mathrm{SL}(n,\mathbb{R})\) — matrices with determinant 1
  • \(\mathrm{O}(n)\), \(\mathrm{SO}(n)\) — orthogonal matrices, proper rotations
  • \(\mathrm{U}(n)\), \(\mathrm{SU}(n)\) — unitary matrices

Section 5.2: Lie Algebras

The Lie algebra \(\mathfrak{g}\) of a Lie group \(G\) is the tangent space at the identity \(T_e G\), equipped with the Lie bracket inherited from the commutator of left-invariant vector fields.

For matrix groups, the Lie bracket is the matrix commutator: \([A, B] = AB - BA\).

The exponential map \(\exp: \mathfrak{g} \to G\) connects the Lie algebra to the group; for matrix groups this is the matrix exponential.

Section 5.3: \(\mathrm{SO}(3)\) — Rotations in Three Dimensions

\(\mathrm{SO}(3)\) is the group of proper rotations in \(\mathbb{R}^3\): \(3\times3\) orthogonal matrices with determinant \(+1\). It is a 3-dimensional Lie group.

The Lie algebra \(\mathfrak{so}(3)\) consists of antisymmetric \(3\times3\) matrices and has basis:

\[ J_1 = \begin{pmatrix} 0&0&0\\ 0&0&-1\\ 0&1&0 \end{pmatrix},\quad J_2 = \begin{pmatrix} 0&0&1\\ 0&0&0\\ -1&0&0 \end{pmatrix},\quad J_3 = \begin{pmatrix} 0&-1&0\\ 1&0&0\\ 0&0&0 \end{pmatrix}. \]

The brackets are \([J_i, J_j] = \varepsilon_{ijk} J_k\). This is the same algebra as \(\mathbb{R}^3\) with the cross product, reflecting that the cross product is the infinitesimal rotation. In quantum mechanics, \(\mathrm{SO}(3)\) is the symmetry group of a particle with orbital angular momentum.


Chapter 6: Special and General Relativity

Section 6.1: Minkowski Spacetime

Special relativity requires replacing the Euclidean geometry of space with the Lorentzian geometry of spacetime. Minkowski spacetime \(\mathbb{R}^{1,3}\) has coordinates \((t, x, y, z)\) and the Minkowski metric:

\[ g = -c^2 dt^2 + dx^2 + dy^2 + dz^2, \qquad \text{or in units } c=1: \quad \eta_{\mu\nu} = \mathrm{diag}(-1,+1,+1,+1). \]

The metric is indefinite (signature \((-,+,+,+)\)), not positive definite. For a 4-vector \(v^\mu\):

  • \(\eta_{\mu\nu} v^\mu v^\nu < 0\): timelike (inside the lightcone — massive particles travel along timelike paths)
  • \(\eta_{\mu\nu} v^\mu v^\nu = 0\): null/lightlike (on the lightcone — photons)
  • \(\eta_{\mu\nu} v^\mu v^\nu > 0\): spacelike (outside the lightcone — no causal influence)

Section 6.2: Lorentz Transformations

A Lorentz transformation is a linear map \(\Lambda: \mathbb{R}^{1,3} \to \mathbb{R}^{1,3}\) preserving the Minkowski metric: \(\Lambda^T \eta \Lambda = \eta\).

The Lorentz group \(\mathrm{O}(1,3)\) is the group of all such transformations. Proper, orthochronous Lorentz transformations (which preserve orientation and the direction of time) form \(\mathrm{SO}^+(1,3) \cong \mathrm{SL}(2,\mathbb{C})/\mathbb{Z}_2\).

A boost in the \(x\)-direction with velocity \(v\):

\[ \begin{pmatrix} ct' \\ x' \end{pmatrix} = \gamma \begin{pmatrix} 1 & -\beta \\ -\beta & 1 \end{pmatrix} \begin{pmatrix} ct \\ x \end{pmatrix}, \qquad \gamma = \frac{1}{\sqrt{1 - v^2/c^2}},\quad \beta = v/c. \]

Consequences: time dilation (\(\Delta t' = \gamma \Delta t\)) and length contraction (\(\Delta x' = \Delta x / \gamma\)).

4-Vectors and Einstein’s Relation

The 4-momentum of a particle with rest mass \(m\) and 3-velocity \(\mathbf{v}\) is

\[ p^\mu = (E/c,\, \mathbf{p}) = m\gamma(c,\, \mathbf{v}). \]

The invariant mass-energy relation:

\[ \eta_{\mu\nu} p^\mu p^\nu = -m^2 c^2 \implies E^2 = (pc)^2 + (mc^2)^2 \implies E = mc^2 \text{ (for } p=0). \]

Section 6.3: General Relativity

General relativity replaces the flat Minkowski metric with a dynamical pseudo-Riemannian metric \(g_{\mu\nu}\) that encodes the gravitational field.

Covariant Derivative and Connection

On a manifold with a metric \(g\), we can define a unique torsion-free connection (the Levi-Civita connection) by requiring that the covariant derivative is compatible with the metric (\(\nabla g = 0\)).

The Christoffel symbols (connection coefficients):

\[ \Gamma^\lambda_{\ \mu\nu} = \frac{1}{2} g^{\lambda\sigma}\left(\partial_\mu g_{\nu\sigma} + \partial_\nu g_{\mu\sigma} - \partial_\sigma g_{\mu\nu}\right). \]

The covariant derivative of a vector field: \(\nabla_\mu V^\nu = \partial_\mu V^\nu + \Gamma^\nu_{\ \mu\lambda} V^\lambda\).

Geodesics

In the absence of forces other than gravity, particles follow geodesics — curves that are “as straight as possible”:

\[ \frac{d^2 x^\mu}{d\tau^2} + \Gamma^\mu_{\ \nu\lambda} \frac{dx^\nu}{d\tau} \frac{dx^\lambda}{d\tau} = 0, \]

where \(\tau\) is proper time. This is the geometric statement that the particle’s 4-velocity is parallel transported along its path.

Curvature and the Riemann Tensor

The Riemann curvature tensor measures the failure of covariant derivatives to commute:

\[ [\nabla_\mu, \nabla_\nu] V^\lambda = R^\lambda_{\ \sigma\mu\nu} V^\sigma. \]

In components:

\[ R^\lambda_{\ \sigma\mu\nu} = \partial_\mu \Gamma^\lambda_{\ \nu\sigma} - \partial_\nu \Gamma^\lambda_{\ \mu\sigma} + \Gamma^\lambda_{\ \mu\rho}\Gamma^\rho_{\ \nu\sigma} - \Gamma^\lambda_{\ \nu\rho}\Gamma^\rho_{\ \mu\sigma}. \]

The Ricci tensor \(R_{\mu\nu} = R^\lambda_{\ \mu\lambda\nu}\) and Ricci scalar \(R = g^{\mu\nu} R_{\mu\nu}\) are contractions used in Einstein’s field equations.

Einstein’s Field Equations

Einstein's Field Equations. \[ G_{\mu\nu} \equiv R_{\mu\nu} - \frac{1}{2} R\, g_{\mu\nu} = \frac{8\pi G}{c^4} T_{\mu\nu}, \] where \(G_{\mu\nu}\) is the Einstein tensor, \(T_{\mu\nu}\) is the stress-energy tensor encoding the distribution of matter and energy, and \(G\) is Newton's gravitational constant.

The left side is purely geometric (curvature); the right side is physical (matter content). Spacetime curvature equals energy-momentum content.

Parallel Transport and Holonomy

Parallel transport moves a vector along a curve while keeping it “as constant as possible” relative to the connection. The covariant derivative along a curve measures deviation from parallel transport.

On a curved manifold, parallel transporting a vector around a closed loop returns it to a rotated state. The rotation angle is determined by the integrated curvature enclosed — this is the geometric content of the Aharonov-Bohm effect and Berry phase in quantum mechanics.

Black Holes and Singularities

The simplest exact solution to Einstein’s equations in vacuum (\(T_{\mu\nu} = 0\)) with spherical symmetry is the Schwarzschild metric:

\[ ds^2 = -\left(1 - \frac{2GM}{c^2 r}\right)c^2 dt^2 + \left(1 - \frac{2GM}{c^2 r}\right)^{-1} dr^2 + r^2 d\Omega^2. \]

The surface \(r = r_s = 2GM/c^2\) (the Schwarzschild radius) is the event horizon of a black hole: no signal from within can escape to infinity. This is not a singularity of the metric itself but a coordinate singularity; the true curvature singularity is at \(r = 0\), where \(R_{\mu\nu\lambda\sigma}R^{\mu\nu\lambda\sigma} \to \infty\).

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